Welcome to
UPS Investments
BSE Cash Retail Broking
SEBI Reg: INZ000282511 | U99999MH1985PTC035027
About Us
UPS Investments is a reputable financial services firm that operates in the BSE Cash segment. We offer tailored services to individuals, corporates, and institutions, focusing on client satisfaction.
Our experienced professionals guide clients through the investment process to help them achieve their financial goals. The company values integrity, transparency, and trust, building long-term relationships based on genuine financial advice and guidance.
Umang Sheth
DESIGNATED DIRECTOR
Kamlesh Sheth
DESIGNATED DIRECTOR
Account Creation Process
Follow these six easy steps to start investing with UPS Investments Brokers
Choose Depository Participant (DP)
Select a DP to open a demat account for investments.
Submit Trading Account Opening Form
Fill out and submit the trading account opening form.
Fulfill KYC Norms
Complete KYC verification for smooth onboarding and secure transactions.
Get Your Trading Account Number
Secure your trading success with your unique account number today.
Sign The Agreement Copy
Confirm your commitment by signing the agreement today.
Go Through The Verification Process
Ensure account authenticity with the simple verification process.
Details of the Stockbroker
| Stock Broker Name | Registration Number | Registered Address | Contact Number | Email Id |
|---|---|---|---|---|
| UPS Investments | INZ000282511 | 101, Madhuban Building, 1 Floor,23 Cochin Street,Opp, Fort, Mumbai – 400 001 | +91 9322252957 | ups_investments@yahoo.com |
Escalation Matrix
Connect with our support team through this structured process
| Details of | Contact Person | Address | Email Id |
|---|---|---|---|
| Ceo | Umang Sheth +91 9867896472 |
101, Madhuban Building, 1 Floor,23 Cochin Street,Opp, Fort, Mumbai – 400 001 | ✉️shethumang@hotmail.com |
| Compliance Officer | Kamlesh Sheth +91 9322252957 |
101, Madhuban Building, 1 Floor,23 Cochin Street,Opp,Fort, Mumbai – 400 001 | ✉️ups_investments@yahoo.com |
Key Managerial Personnel (KMPs)
Leadership & Management — UPS Investments Brokers is led by seasoned financial professionals committed to excellence and full regulatory compliance.
Procedure for Filing a Complaint
We are committed to resolving your concerns promptly and fairly
Connect With Customer Care
Email: ups_investments@yahoo.com
Phone: +91 9322252957
Send Us Mail Describing The Issue
Contact us by email and explain the issue to receive prompt assistance from our team.
Receive A Ticket Number
Once the email is successfully submitted you will receive a unique Ticket Number to track your complaint.
Contact Us
Registered Office: 101, Madhuban Building, 1 Floor,23 Cochin Street,Opp, Fort, Mumbai – 400 001
Phone: +91 9322252957 |
Email: ups_investments@yahoo.com
Send us a message and our team will respond promptly
* .
Full name field is required.
Email field is required. Please enter a valid email address.
Your message field is required.
We will not send spam messages.
Investor Education Resources
Vigilance Awareness Week 2025
(October 27 – November 2, 2025)
Theme:
"सतर्कता: हमारी साझा जिम्मेदारी"
"Vigilance: Our Shared Responsibility"
We observe Vigilance Awareness Week 2025 to promote integrity, transparency, and accountability in all aspects of our work.
Let's join hands in building a corruption-free society.
Take the Integrity Pledge: https://pledge.cvc.nic.in (opens in new tab)
Downloads
Access all policy documents and investor documents below.
General Documents
Technical Glitches To Prevent Business Disruptions
Pre Funded Policy
Attention Investors
Rights & Obligations of Stock Brokers
Limit Setting Policy
Remote Access Controls Policy & Procedures
Risk Disclosure Document (Capital Market)
Documents in Regional Languages
Rights & Obligations, Risk Disclosure Document (RDD) and Do's & Don'ts in 14 Indian languages.